Filing Details

Accession Number:
0001223203-11-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-15 21:13:13
Reporting Period:
2011-03-11
Filing Date:
2011-03-15
Accepted Time:
2011-03-15 21:13:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183765 Threshold Pharmaceuticals Inc THLD Pharmaceutical Preparations (2834) 943409596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
879051 Ventures Hill Sutter 755 Page Mill Rd
Suite A200
Palo Alto CA 94304
No No Yes No
903510 L David Anderson 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
1201715 Jr Leonard G Baker 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
1201717 Jr H William Younger 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
1250409 W Jeffrey Bird 755 Page Mill Rd Ste A-200
Palo Alto CA 94304-1005
No No Yes No
1433644 L Michael Speiser 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-11 690,969 $2.10 4,369,952 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant Acquisiton 2011-03-11 276,388 $2.10 276,388 $2.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
276,388 2011-03-16 2016-03-16 No 4 P Direct
Footnotes
  1. Acquired from Issuer pursuant to Underwriting Agreement dated March 11, 2011.
  2. Purchase price per unit. Each unit consists of 1 common share and a warrant to purchase 0.4 of a share of common stock at an exercise price of $2.46 per share.