Filing Details
- Accession Number:
- 0001223203-11-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 21:13:13
- Reporting Period:
- 2011-03-11
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 21:13:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1183765 | Threshold Pharmaceuticals Inc | THLD | Pharmaceutical Preparations (2834) | 943409596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
879051 | Ventures Hill Sutter | 755 Page Mill Rd Suite A200 Palo Alto CA 94304 | No | No | Yes | No | |
903510 | L David Anderson | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No | |
1201715 | Jr Leonard G Baker | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No | |
1201717 | Jr H William Younger | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No | |
1250409 | W Jeffrey Bird | 755 Page Mill Rd Ste A-200 Palo Alto CA 94304-1005 | No | No | Yes | No | |
1433644 | L Michael Speiser | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-11 | 690,969 | $2.10 | 4,369,952 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant | Acquisiton | 2011-03-11 | 276,388 | $2.10 | 276,388 | $2.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
276,388 | 2011-03-16 | 2016-03-16 | No | 4 | P | Direct |
Footnotes
- Acquired from Issuer pursuant to Underwriting Agreement dated March 11, 2011.
- Purchase price per unit. Each unit consists of 1 common share and a warrant to purchase 0.4 of a share of common stock at an exercise price of $2.46 per share.