Home > Insider Trading > Filing (0001209191-20-017215)

Filing Details

Accession Number:: 0001209191-20-017215
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-09 16:00:47
Reporting Period:: 2020-03-06

Accepted Time:: 2020-03-09 16:00:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1059556	Moodys Corp	MCO	Services-Consumer Credit Reporting, Collection Agencies (7320)	133998945

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195306	W Raymond Mcdaniel	7 World Trade Center 250 Greenwich Street New York NY 10007	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-03-06	42,904	$38.61	286,150	No	4	M	Direct
Common Stock	Disposition	2020-03-06	2,246	$232.22	283,904	No	4	S	Direct
Common Stock	Disposition	2020-03-06	2,600	$233.27	281,304	No	4	S	Direct
Common Stock	Disposition	2020-03-06	3,400	$234.57	277,904	No	4	S	Direct
Common Stock	Disposition	2020-03-06	4,128	$235.40	273,776	No	4	S	Direct
Common Stock	Disposition	2020-03-06	4,308	$236.68	269,468	No	4	S	Direct
Common Stock	Disposition	2020-03-06	6,480	$237.67	262,988	No	4	S	Direct
Common Stock	Disposition	2020-03-06	8,712	$238.60	254,276	No	4	S	Direct
Common Stock	Disposition	2020-03-06	1,900	$239.99	252,376	No	4	S	Direct
Common Stock	Disposition	2020-03-06	5,230	$240.93	247,146	No	4	S	Direct
Common Stock	Disposition	2020-03-06	2,400	$241.79	244,746	No	4	S	Direct
Common Stock	Disposition	2020-03-06	1,400	$243.61	243,346	No	4	S	Direct
Common Stock	Disposition	2020-03-06	100	$244.25	243,246	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (right to buy)	Disposition	2020-03-06	42,904	$0.00	42,904	$38.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-02-13	2022-02-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	58,226	Indirect	Trust
Common Stock	1,604	Indirect	401-K
Common Stock	2,000	Indirect	Spouse

Footnotes

Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$231.79 to $232.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$232.81 to $233.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$234.05 to $235.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$235.07 to $236.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$236.09 to $237.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$237.16 to $238.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$238.20 to $239.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$239.37 to $240.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$240.39 to $241.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$241.43 to $242.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$243.01 to $243.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
As of the last statement dated December 31, 2019
One fourth of the options vest each year beginning with the date indicated.