Filing Details
- Accession Number:
- 0001209191-11-018228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 21:02:07
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 21:02:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008034 | Mukesh Patel | C/O: Smart Modular Technologies 39870 Eureka Drive Newark CA 94560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-15 | 10,000 | $6.23 | 294,287 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 164,106 | Indirect | See footnote |
Common Stock | 23,109 | Direct |
Footnotes
- Also referred to as ordinary shares.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2010.
- The price reported is the weighted-average price. The shares were sold in multiple transactions at prices ranging from $6.17 to $6.30, inclusive.
- Reflects 294,287 shares held by Patel Family Partners, L.P. Mukesh Patel and Harsha Patel are the general partners of Patel Family Partners, L.P. and share voting and investment power over the securities held by such entity. Such persons and entities disclaim beneficial ownership of the shares reported herein except to the extent of any pecuniary interests therein.
- Reflects 164,106 shares held by the Patel Revocable Trust. The reporting person is a trustee of the Patel Revocable Trust and may be deemed to have voting and dispositive power over the shares held by such entity. The reporting person disclaims beneficial ownership of the shares held by the Patel Revocable Trust except to the extent of any pecuniary interests therein.