Home > Insider Trading > Filing (0001209191-20-017191)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
836147	Middlefield Banc Corp	MBCN	State Commercial Banks (6022)	341585111

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223983	Ii R James Heslop	15985 East High Street P. O. Box 35 Middlefield OH 44062	Exec. Vice President/Coo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-09	300	$20.49	23,179	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Common Stock (right to buy)	$8.78	2012-05-09	2021-05-09	2,000	2,000	Direct
Common Stock	Conditional Stock Award	$19.35		2020-07-20	1,162	1,162	Direct
Common Stock	Conditional Stock Award	$24.10		2021-05-22	2,404	2,404	Direct
Common Stock	Conditional Stock Award	$20.95		2022-03-01	2,978	2,978	Direct
Common Stock	Conditional Stock Award	$26.09		2023-02-25	2,422	2,422	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-05-09	2,000	2,000	Direct
2020-07-20	1,162	1,162	Direct
2021-05-22	2,404	2,404	Direct
2022-03-01	2,978	2,978	Direct
2023-02-25	2,422	2,422	Direct

Footnotes

Includes shares acquired under the MBCN Dividend Reinvestment Plan.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.