Filing Details
- Accession Number:
- 0001707925-20-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-09 14:28:27
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-09 14:28:27
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190775 | F Stephen Angel | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-03-09 | 3,000 | $175.93 | 197,952 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 2,268 | Indirect | In trust for children |
| Ordinary Shares | 71,029 | Indirect | Angel Descendants Trust |
| Ordinary Shares | 20,517 | Indirect | 2012 Descendants Trust |
| Ordinary Shares | 10,644 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | $0.00 | 15,755 | 15,755 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 38,270 | 38,270 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 29,580 | 29,580 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 47,632 | 47,632 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 30,215 | 30,215 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 32,580 | 32,580 | Direct | ||
| Ordinary Shares | Stock Option (right to buy) | $110.58 | 2023-02-26 | 187,015 | 187,015 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $128.80 | 2024-02-25 | 203,930 | 203,930 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $128.38 | 2025-02-24 | 261,075 | 261,075 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $102.22 | 2026-02-23 | 416,355 | 416,355 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $118.71 | 2027-02-28 | 435,850 | 435,850 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $154.00 | 2028-02-27 | 318,780 | 318,780 | Direct | |
| Ordinary Shares | Stock Option (right to buy) | $176.63 | 2029-03-20 | 177,605 | 177,605 | Direct | |
| Ordinary Shares | Deferred Stock Units | $0.00 | 107,727 | 107,727 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,755 | 15,755 | Direct | |
| 38,270 | 38,270 | Direct | |
| 29,580 | 29,580 | Direct | |
| 47,632 | 47,632 | Direct | |
| 30,215 | 30,215 | Direct | |
| 32,580 | 32,580 | Direct | |
| 2023-02-26 | 187,015 | 187,015 | Direct |
| 2024-02-25 | 203,930 | 203,930 | Direct |
| 2025-02-24 | 261,075 | 261,075 | Direct |
| 2026-02-23 | 416,355 | 416,355 | Direct |
| 2027-02-28 | 435,850 | 435,850 | Direct |
| 2028-02-27 | 318,780 | 318,780 | Direct |
| 2029-03-20 | 177,605 | 177,605 | Direct |
| 107,727 | 107,727 | Direct |
Footnotes
- The price reported is the weighted average purchase price. The purchase prices ranged from $175.74 to $176.28. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
- Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
- Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") pursuant to a prior election to defer compensation. The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.
Billionaire Hedge Funds
