Filing Details
- Accession Number:
- 0001016281-20-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-06 18:28:55
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-06 18:28:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1796285 | William Goetz | 3040 Post Oak Blvd. Suite 300 Houston TX 77056 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-05 | 5,000 | $20.50 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Award | $0.00 | 2024-12-31 | 20,000 | 20,000 | Direct | |
| Common Stock | Performance Award | $0.00 | 2023-12-31 | 35,000 | 35,000 | Direct | |
| Common Stock | Stock Options | $24.35 | 2029-12-02 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-12-31 | 20,000 | 20,000 | Direct |
| 2023-12-31 | 35,000 | 35,000 | Direct |
| 2029-12-02 | 100,000 | 100,000 | Direct |
Footnotes
- Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) during 2024 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date
- Represents performance awards, payable in shares on December 31, 2023 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) during December 2023 providedthat certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
- Stock Options granted on 12/2/2019 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan will vest 1/5 each year on 12/2/2020, 12/2/2021, 12/2/2022,12/2/2023, and 12/2/2024. The options will expire on12/2/2029
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