Filing Details
- Accession Number:
- 0001104659-20-030226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-06 16:31:57
- Reporting Period:
- 2020-03-04
- Accepted Time:
- 2020-03-06 16:31:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552198 | Whitehorse Finance Inc. | WHF | () | 454247759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1669230 | Patrick Rick Frier | 1450 Brickell Avenue, 31St Floor Miami FL 33131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2020-03-04 | 3,700 | $13.88 | 3,700 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- Mr. Frier is the Grantor of the Rick P Frier Revocable Trust Dated 12/30/2015, which owns the reported securities. Mr. Frier disclaims beneficial ownership of shares of common stock held by the Rick P. Frier Revocable Trust Dated 12/30/2015, except to the extent of his pecuniary interest therein.