Filing Details

Accession Number:
0001104659-20-030226
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-06 16:31:57
Reporting Period:
2020-03-04
Accepted Time:
2020-03-06 16:31:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552198 Whitehorse Finance Inc. WHF () 454247759
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1669230 Patrick Rick Frier 1450 Brickell Avenue, 31St Floor
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-03-04 3,700 $13.88 3,700 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. Mr. Frier is the Grantor of the Rick P Frier Revocable Trust Dated 12/30/2015, which owns the reported securities. Mr. Frier disclaims beneficial ownership of shares of common stock held by the Rick P. Frier Revocable Trust Dated 12/30/2015, except to the extent of his pecuniary interest therein.