Filing Details
- Accession Number:
- 0001718133-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-06 14:21:45
- Reporting Period:
- 2020-03-06
- Accepted Time:
- 2020-03-06 14:21:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1718133 | Yogi John Spence | 321 N. Clark Street Chicago IL 60054 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2020-03-06 | 5,000 | $7.38 | 438,410 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 10,205 | Indirect | XA Investments LLC |