Filing Details
- Accession Number:
- 0001061434-20-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-06 14:19:18
- Reporting Period:
- 2020-03-06
- Accepted Time:
- 2020-03-06 14:19:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-06 | 15,000 | $18.25 | 150,508 | No | 4 | P | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 549,210 | Direct | |
Common Stock | 426,113 | Direct | |
Common Stock | 337,173 | Indirect | By Getz Enterprises, L.P. |
Footnotes
- The Reporting Person is the beneficiary of this account.
- Shares held jointly by Reporting Person and his spouse.
- Owned by the Reporting Person, individually.
- The Reporting Person is the general partner of this entity.