Filing Details
- Accession Number:
- 0001181431-11-018228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 18:59:10
- Reporting Period:
- 2011-03-11
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 18:59:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1183765 | Threshold Pharmaceuticals Inc | THLD | Pharmaceutical Preparations (2834) | 943409596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1360787 | G John Curd | C/O Threshold Pharmaceuticals, Inc. 1300 Seaport Blvd. Suite 500 Redwood City CA 94063 | President And Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-11 | 11,904 | $2.10 | 127,841 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2011-03-11 | 4,761 | $2.10 | 4,761 | $2.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,761 | 2011-03-16 | 2016-03-16 | No | 4 | P | Direct |
Footnotes
- Acquired from Issuer pursuant to a Prospectus Supplement dated March 11, 2011.
- Includes 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on August 13, 2010, and 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on February 12, 2011 at a per share price of $1.003.
- Purchase price per unit. Each unit consists of 1 common share and a warrant to purchase 0.4 of a share of common stock at an exercise price of $2.46 per share.