Filing Details

Accession Number:
0001225208-20-004535
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-06 10:55:05
Reporting Period:
2020-03-05
Accepted Time:
2020-03-06 10:55:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 331151291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477044 N Robert Duelks 5 Dakota Drive
Lake Success NY 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-05 15,100 $21.94 33,196 No 4 M Direct
Common Stock Disposition 2020-03-05 7,658 $101.00 25,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-03-05 15,100 $0.00 15,100 $21.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-12 2020-05-12 No 4 M Direct