Filing Details
- Accession Number:
- 0001225208-20-004535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-06 10:55:05
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-06 10:55:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 331151291 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477044 | N Robert Duelks | 5 Dakota Drive Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-05 | 15,100 | $21.94 | 33,196 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-05 | 7,658 | $101.00 | 25,538 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-05 | 15,100 | $0.00 | 15,100 | $21.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-12 | 2020-05-12 | No | 4 | M | Direct |