Filing Details
- Accession Number:
- 0001683168-20-000694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-05 18:48:04
- Reporting Period:
- 2020-03-04
- Accepted Time:
- 2020-03-05 18:48:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1114925 | Lantronix Inc | LTRX | Computer Communications Equipment (3576) | 330362767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198590 | Hoshi Printer | C/O Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-04 | 25,000 | $1.51 | 98,640 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-03-04 | 25,000 | $1.90 | 123,640 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-03-04 | 25,000 | $1.10 | 148,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-04 | 52,000 | $3.06 | 96,640 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2020-03-04 | 25,000 | $0.00 | 25,000 | $1.51 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2020-03-04 | 25,000 | $0.00 | 25,000 | $1.90 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2020-03-04 | 25,000 | $0.00 | 25,000 | $1.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-19 | 2020-11-20 | No | 4 | M | Direct |
| 0 | 2015-11-21 | 2021-11-22 | No | 4 | M | Direct |
| 0 | 2016-11-19 | 2022-11-20 | No | 4 | M | Direct |
Footnotes
- These shares were sold to cover the exercise price of options exercised and estimated tax liability related to such exercise.
- This transaction was executed in multiple trades at prices ranging from $3.00 to $3.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
