Filing Details
- Accession Number:
- 0000899243-20-007251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-05 18:29:28
- Reporting Period:
- 2020-03-03
- Accepted Time:
- 2020-03-05 18:29:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1679688 | Colony Capital Inc. | CLNY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1076343 | Jr Thomas Barrack | C/O Colony Capital, Inc., 515 S. Flower St., 44Th Floor Los Angeles CA 90071 | Executive Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
7.50% Series G Preferred Stock | Disposition | 2020-03-03 | 3,250 | $24.82 | 175,044 | No | 4 | S | Indirect | By Managed Investment Vehicle |
7.50% Series G Preferred Stock | Disposition | 2020-03-04 | 16,251 | $24.83 | 158,793 | No | 4 | S | Indirect | By Managed Investment Vehicle |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Managed Investment Vehicle |
No | 4 | S | Indirect | By Managed Investment Vehicle |
Footnotes
- The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.