Filing Details

Accession Number:
0001179110-20-003170
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-05 17:22:06
Reporting Period:
2020-03-03
Accepted Time:
2020-03-05 17:22:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911177 Casella Waste Systems Inc CWST Refuse Systems (4953) 030338873
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055352 W John Casella C/O Casella Waste Systems
25 Greens Hill Lane
Rutland VT 05701
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-03-03 16,066 $49.63 329,357 No 4 S Direct
Class A Common Stock Disposition 2020-03-03 554 $48.83 328,803 No 4 S Direct
Class A Common Stock Disposition 2020-03-03 4,262 $49.14 324,541 No 4 S Direct
Class A Common Stock Disposition 2020-03-04 71,855 $51.02 252,686 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 494,100 Direct
Class A Common Stock 694 Indirect See Footnote
Footnotes
  1. Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
  2. Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020.
  3. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.05 to $49.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $48.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  5. Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 18, 2017, in connection with the vesting of restricted stock units on February 28, 2020.
  6. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.50, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  7. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $50.70 to $51.41, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.