Filing Details
- Accession Number:
- 0001209191-20-016623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-05 16:32:58
- Reporting Period:
- 2020-03-04
- Accepted Time:
- 2020-03-05 16:32:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1046102 | Ritchie Bros Auctioneers Inc | RBA | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1661697 | Donald Todd Wohler | C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2020-03-04 | 22,565 | $24.07 | 22,565 | No | 4 | M | Direct | |
Common Shares | Disposition | 2020-03-04 | 22,565 | $41.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-03-04 | 22,565 | $0.00 | 22,565 | $24.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2026-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 355 | Indirect | Employee Stock Purchase Plan |
Common Shares | 9,491 | Direct |
Footnotes
- Includes all Employee Stock Purchase Plan purchases through March 4, 2020.
- The option was granted on March 2, 2016 and vests in three equal annual installments beginning March 2, 2017.