Filing Details
- Accession Number:
- 0001437749-20-004438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-05 16:18:50
- Reporting Period:
- 2020-03-05
- Accepted Time:
- 2020-03-05 16:18:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434647 | Kempharm Inc | KMPH | Pharmaceutical Preparations (2834) | 205894398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1638365 | C Travis Mickle | C/O Kempharm, Inc. 1180 Celebration Boulevard, Suite 103 Celebration FL 34747 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-05 | 3,000 | $0.33 | 1,756,117 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-05 | 3,000 | $0.33 | 1,759,117 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-05 | 4,500 | $0.33 | 1,763,617 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-05 | 4,500 | $0.33 | 1,768,117 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-05 | 3,000 | $0.33 | 1,771,117 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-05 | 4,500 | $0.33 | 1,775,617 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-05 | 2,500 | $0.33 | 1,778,117 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,604 | Direct | |
| Common Stock | 157,197 | Indirect | By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, Christal M.M. Mickle as trustee |
| Common Stock | 243,880 | Indirect | By Christal M.M. Mickle 2015 Gift Trust dtd 7/21/15, as trustee |
| Common Stock | 123,217 | Indirect | By Travis C. Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee |
| Common Stock | 21,466 | Indirect | By Travis C. Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee |
| Common Stock | 16,550 | Indirect | By Mickle Investments LLC |
Footnotes
- Held jointly with Christal M.M. Mickle.
- The Reporting Person and Christal M.M. Mickle are the managing members of Mickle Investments, LLC.
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