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Home > Insider Trading > Filing (0001467154-20-000029)

Filing Details

Accession Number:: 0001467154-20-000029
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-05 16:16:36
Reporting Period:: 2020-03-03

Accepted Time:: 2020-03-05 16:16:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1467154	Novan Inc.	NOVN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182185	W John Palmour	C/O Novan, Inc. 4105 Hopson Road Morrisville NC 27560		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-03	200,000	$0.00	493,568	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (Right to Buy)	Acquisiton	2020-03-03	200,000	$0.00	200,000	$0.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
200,000		2025-03-03	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	274,875	Indirect	By Palmour 2012 Irrevocable Children's Trust

Footnotes

The combined price for each share of common stock and the accompanying warrant (disclosed in Table II) was $0.30.
The warrants to purchase 200,000 shares of Common Stock of the Issuer may be exercised at any time prior to the expiration date.
The combined price for each share of common stock (disclosed in Table I) and the accompanying warrant was $0.30.