Filing Details
- Accession Number:
- 0001467154-20-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-05 16:16:12
- Reporting Period:
- 2020-03-03
- Accepted Time:
- 2020-03-05 16:16:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467154 | Novan Inc. | NOVN | Pharmaceutical Preparations (2834) | 204427682 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718020 | Machelle Sanders | C/O Novan, Inc. 4105 Hopson Road Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-03 | 7,000 | $0.00 | 7,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy) | Acquisiton | 2020-03-03 | 7,000 | $0.00 | 7,000 | $0.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2025-03-03 | No | 4 | P | Direct |
Footnotes
- The combined price for each share of common stock and the accompanying warrant (disclosed in Table II) was $0.30.
- The warrants to purchase 7,000 shares of Common Stock of the Issuer may be exercised at any time prior to the expiration date.
- The combined price for each share of common stock (disclosed in Table I) and the accompanying warrant was $0.30.
Billionaire Hedge Funds
