Filing Details
- Accession Number:
- 0001225208-20-004413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-05 14:57:54
- Reporting Period:
- 2020-03-04
- Accepted Time:
- 2020-03-05 14:57:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523568 | Jr C James Fish | 1001 Fannin Street Houston TX 77002 | Pres, Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-04 | 64,767 | $73.34 | 309,566 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-04 | 50,320 | $118.40 | 259,246 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-04 | 64,767 | $73.34 | 64,767 | $73.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-28 | 2027-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,947 | Indirect | By 401(k) Plan |
Common Stock | 588 | Indirect | Fish 2018 Annual Exclusion Trust 1 |
Common Stock | 588 | Indirect | Fish 2018 Annual Exclusion Trust 2 |
Footnotes
- These shares were sold to cover option cost and taxes on stock option exercise. This transaction was executed in multiple trades at prices ranging from $118.17 to $118.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.