Filing Details
- Accession Number:
- 0000950103-20-004663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 20:37:21
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 20:37:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | Investment Advice (6282) | 300774039 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1782585 | Mukesh Mehta | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Evp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-02 | 2,055 | $25.46 | 377,999 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-02 | 1,825 | $26.16 | 376,174 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-03 | 6,120 | $26.38 | 370,054 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | By son |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $25.04 to $25.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $26.04 to $26.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $26.14 to $26.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
