Filing Details
- Accession Number:
- 0000950103-20-004654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 20:32:34
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 20:32:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311478 | G Charles Goldman | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-02 | 2,149 | $25.47 | 2,481,978 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-02 | 2,710 | $26.16 | 2,479,268 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-03 | 8,727 | $26.35 | 2,470,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-04 | 3,142 | $26.56 | 2,467,399 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-04 | 2,618 | $27.16 | 2,464,781 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 310,608 | Indirect | By LLC / trust |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $25.02 to $26.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $26.02 to $26.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $26.11 to $26.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $26.00 to $26.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $27.00 to $27.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Reflects securities held by an LLC of which the reporting person is the manager. The sole member of the LLC is a revocable trust of which the reporting person is the settlor.
Billionaire Hedge Funds
