Filing Details
- Accession Number:
- 0001127602-20-009503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 19:15:58
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 19:15:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
50863 | Intel Corp | INTC | Semiconductors & Related Devices (3674) | 941672743 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131061 | D Andy Bryant | C/O Intel Corporation 2200 Mission College Blvd Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-02 | 19,014 | $0.00 | 425,595 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-03-02 | 9,023 | $56.37 | 416,572 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-03-03 | 9,481 | $57.35 | 407,091 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-03 | 510 | $57.97 | 406,581 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-based Restricted Stock Units | Disposition | 2020-03-02 | 28,189 | $0.00 | 28,189 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,148 | Indirect | Joint Account with Spouse |
Common Stock | 3,671 | Indirect | By Employee Benefit Plan Trust |
Footnotes
- Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 1, 2017 and ending on the third anniversary of February 1, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
- This transaction was made pursuant to trading instructions adopted by the undersigned on November 20, 2019 that are intended to comply with Rule 10b5-1(c).
- This transaction was executed in multiple trades at prices ranging from $56.99 to $57.827. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $57.90 to $58.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 21.547 shares acquired via dividend reinvestment in March 2020.
- Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
- The total number of shares of Common Stock received upon achievement of the pre-established performance metrics was 19,014 (or 67.452% of the target number of performance-based RSUs granted), as reported in Table I.