Home > Insider Trading > Filing (0001209191-20-016334)

Filing Details

Accession Number:: 0001209191-20-016334
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-04 18:32:25
Reporting Period:: 2020-03-02

Accepted Time:: 2020-03-04 18:32:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013857	Pegasystems Inc	PEGA	Services-Computer Processing & Data Preparation (7374)	042787865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1480560	Leon Trefler	C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142	Svp, Global Customer Success	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-03-02	620	$0.00	9,350	No	4	M	Direct
Common Stock	Disposition	2020-03-02	182	$90.50	9,168	No	4	F	Direct
Common Stock	Acquisiton	2020-03-02	370	$0.00	9,538	No	4	M	Direct
Common Stock	Disposition	2020-03-02	109	$90.50	9,429	No	4	F	Direct
Common Stock	Acquisiton	2020-03-02	3,000	$11.05	12,429	No	4	M	Direct
Common Stock	Disposition	2020-03-02	1,137	$91.54	11,292	No	4	F	Direct
Common Stock	Disposition	2020-03-02	501	$89.40	10,791	No	4	S	Direct
Common Stock	Disposition	2020-03-02	1,362	$90.44	9,429	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-03-02	620	$0.00	620	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-03-02	370	$0.00	370	$0.00
Common Stock	Stock Options	Disposition	2020-03-02	3,000	$0.00	3,000	$11.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-03-02		No	4	M	Direct
2,955	2018-03-02		No	4	M	Direct
52,065	2013-12-12	2022-12-12	No	4	M	Direct

Footnotes

Represents a 5% vesting on March 2, 2020. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents a 5% vesting on March 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of the sale prices on March 2, 2020, ranging from $89.12 to $89.97. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of the sale prices on March 2, 2020, ranging from $90.13 to $90.76. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.