Filing Details
- Accession Number:
- 0000899243-20-006995
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 18:01:48
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 18:01:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351288 | Gw Pharmaceuticals Plc | GWPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754129 | D. Justin Gover | Sovereign House, Vision Park, Histon Cambridge X0 CB24 9BZ | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-03-02 | 30,334 | $0.00 | 581,859 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-03-02 | 17,510 | $0.00 | 599,369 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-03-02 | 24,456 | $8.31 | 574,913 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2020-03-02 | 8,400 | $8.40 | 566,513 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options | Disposition | 2020-03-02 | 30,334 | $0.00 | 30,334 | $0.00 |
| Ordinary Shares | Stock Options | Disposition | 2020-03-02 | 17,510 | $0.00 | 17,510 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-15 | 2020-03-15 | No | 4 | M | Direct |
| 7 | 2019-01-06 | 2020-03-15 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
- Sale to cover exercise of stock options expiring on March 15, 2020.
- Automatic sale to cover vested restricted stock units that have been previously reported in Column 5 of Table I.
- Represented by ADSs.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.28 U.S. Dollars as of March 2, 2020.
- The price reported is price per ordinary share converted from price per ADS.
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