Filing Details
- Accession Number:
- 0000824142-20-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 17:54:08
- Reporting Period:
- 2020-03-03
- Accepted Time:
- 2020-03-04 17:54:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1757883 | D Rony Gadiwalla | 2425 South Yukon Tulsa OK 74107 | Vp, Information Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.004 | Acquisiton | 2020-03-03 | 3,525 | $8.70 | 29,796 | No | 4 | M | Direct | |
Common Stock, Par Value $.004 | Disposition | 2020-03-03 | 3,525 | $58.14 | 26,271 | No | 4 | S | Direct | |
Common Stock, Par Value $.004 | Acquisiton | 2020-03-04 | 1,600 | $8.70 | 27,871 | No | 4 | M | Direct | |
Common Stock, Par Value $.004 | Disposition | 2020-03-04 | 1,600 | $58.87 | 26,271 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-03 | 3,525 | $58.14 | 3,525 | $8.70 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-04 | 1,600 | $58.87 | 1,600 | $8.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,600 | 2013-08-21 | 2022-08-21 | No | 4 | M | Direct |
0 | 2013-08-21 | 2022-08-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.004 | 5,041 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $22.15 | 2017-01-04 | 2026-01-04 | 4,590 | 4,590 | Direct |
Common Stock | Stock Option (Right to Buy) | $34.10 | 2018-01-04 | 2027-01-04 | 21,475 | 21,475 | Direct |
Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 38,900 | 38,900 | Direct |
Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 47,000 | 47,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-01-04 | 4,590 | 4,590 | Direct |
2027-01-04 | 21,475 | 21,475 | Direct |
2028-01-02 | 38,900 | 38,900 | Direct |
2029-03-11 | 47,000 | 47,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $58.10 to $58.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $58.80 to $58.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.