Filing Details
- Accession Number:
- 0000824142-20-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 17:34:33
- Reporting Period:
- 2020-03-03
- Accepted Time:
- 2020-03-04 17:34:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699252 | D Mikel Crews | 2425 South Yukon Tulsa OK 74107 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2020-03-03 | 1,250 | $7.18 | 20,077 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2020-03-03 | 1,250 | $57.28 | 18,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-03 | 1,250 | $57.28 | 1,250 | $7.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000 | 2012-09-06 | 2021-09-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 43,505 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.65 | 2013-05-15 | 2022-05-15 | 1,350 | 1,350 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.15 | 2017-01-04 | 2026-01-04 | 3,190 | 3,190 | Direct |
| Common Stock | Stock Option (Right to Buy) | $34.10 | 2018-01-04 | 2027-01-04 | 27,150 | 27,150 | Direct |
| Common Stock | Stock Option (Right to Buy) | $34.15 | 2018-02-27 | 2027-02-27 | 3,345 | 3,345 | Direct |
| Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 31,600 | 31,600 | Direct |
| Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 60,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-15 | 1,350 | 1,350 | Direct |
| 2026-01-04 | 3,190 | 3,190 | Direct |
| 2027-01-04 | 27,150 | 27,150 | Direct |
| 2027-02-27 | 3,345 | 3,345 | Direct |
| 2028-01-02 | 31,600 | 31,600 | Direct |
| 2029-03-11 | 60,000 | 60,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $57.00 to $58.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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