Filing Details
- Accession Number:
- 0001764925-20-000207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 17:25:15
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 17:25:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1764925 | Slack Technologies Inc. | WORK | Services-Telephone Interconnect Systems (7385) | 264400325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775681 | Allen Shim | C/O Slack Technologies, Inc. 500 Howard Street San Francisco, CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-03-02 | 9,375 | $0.00 | 186,718 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2020-03-02 | 4,708 | $26.73 | 182,010 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Units | Disposition | 2020-03-02 | 9,375 | $0.00 | 9,375 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-03-02 | 9,375 | $0.00 | 9,375 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-03-02 | 9,375 | $0.00 | 9,375 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2024-05-10 | No | 4 | M | Direct | |
249,375 | No | 4 | M | Direct | ||
240,000 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 1,529,105 | 1,529,105 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 120,000 | 120,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,529,105 | 1,529,105 | Indirect | |
120,000 | 120,000 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
- Each RSU represents the right to receive one share of Class B Common Stock.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 quarterly installments commencing on July 1, 2017, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.