Filing Details
- Accession Number:
- 0001235468-20-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 16:30:18
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 16:30:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 522209244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352656 | Jaime Mateus-Tique | C/O Liquidity Services, Inc. 6931 Arlington Road, Suite 200 Bethesda MD 20814 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-02 | 17,893 | $4.02 | 117,137 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-03 | 25,548 | $4.15 | 142,685 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-04 | 17,000 | $4.12 | 159,685 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 468,262 | Indirect | By the Em El 2007 Irrevocable Trust |
Common Stock | 163,208 | Indirect | By the Jaime Mateus-Tique 2005 Irrevocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $6.29 | 2026-02-01 | 79,082 | 79,082 | Direct | |
Common Stock | Employee Stock Option | $21.53 | 2024-02-01 | 20,061 | 20,061 | Direct | |
Common Stock | Employee Stock Option | $40.11 | 2023-02-01 | 5,954 | 5,954 | Direct | |
Common Stock | Employee Stock Option | $42.31 | 2022-02-01 | 5,328 | 5,328 | Direct | |
Common Stock | Employee Stock Option | $14.30 | 2021-02-01 | 15,012 | 15,012 | Direct | |
Common Stock | Employee Stock Option | $11.77 | 2020-02-01 | 18,612 | 0 | Direct | |
Common Stock | Restricted Stock Grant | $0.00 | 18,797 | 18,797 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-02-01 | 79,082 | 79,082 | Direct |
2024-02-01 | 20,061 | 20,061 | Direct |
2023-02-01 | 5,954 | 5,954 | Direct |
2022-02-01 | 5,328 | 5,328 | Direct |
2021-02-01 | 15,012 | 15,012 | Direct |
2020-02-01 | 18,612 | 0 | Direct |
18,797 | 18,797 | Direct |
Footnotes
- These options became fully vested on February 1, 2017.
- These options became fully vested on February 1, 2015.
- These options became fully vested on February 1, 2014.
- These options became fully vested on February 1, 2013.
- These options became fully vested on February 1, 2012.
- These options became fully vested on February 1, 2020.
- Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
- These restricted shares became fully vested on February 1, 2020.
- These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.