Filing Details

Accession Number:
0001235468-20-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-04 16:30:18
Reporting Period:
2020-03-02
Accepted Time:
2020-03-04 16:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 522209244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352656 Jaime Mateus-Tique C/O Liquidity Services, Inc.
6931 Arlington Road, Suite 200
Bethesda MD 20814
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-02 17,893 $4.02 117,137 No 4 P Direct
Common Stock Acquisiton 2020-03-03 25,548 $4.15 142,685 No 4 P Direct
Common Stock Acquisiton 2020-03-04 17,000 $4.12 159,685 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 468,262 Indirect By the Em El 2007 Irrevocable Trust
Common Stock 163,208 Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $6.29 2026-02-01 79,082 79,082 Direct
Common Stock Employee Stock Option $21.53 2024-02-01 20,061 20,061 Direct
Common Stock Employee Stock Option $40.11 2023-02-01 5,954 5,954 Direct
Common Stock Employee Stock Option $42.31 2022-02-01 5,328 5,328 Direct
Common Stock Employee Stock Option $14.30 2021-02-01 15,012 15,012 Direct
Common Stock Employee Stock Option $11.77 2020-02-01 18,612 0 Direct
Common Stock Restricted Stock Grant $0.00 18,797 18,797 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-01 79,082 79,082 Direct
2024-02-01 20,061 20,061 Direct
2023-02-01 5,954 5,954 Direct
2022-02-01 5,328 5,328 Direct
2021-02-01 15,012 15,012 Direct
2020-02-01 18,612 0 Direct
18,797 18,797 Direct
Footnotes
  1. These options became fully vested on February 1, 2017.
  2. These options became fully vested on February 1, 2015.
  3. These options became fully vested on February 1, 2014.
  4. These options became fully vested on February 1, 2013.
  5. These options became fully vested on February 1, 2012.
  6. These options became fully vested on February 1, 2020.
  7. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  8. These restricted shares became fully vested on February 1, 2020.
  9. These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.