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Filing Details

Accession Number:: 0001403256-20-000104
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-04 16:17:26
Reporting Period:: 2020-03-02

Accepted Time:: 2020-03-04 16:17:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403256	Sculptor Capital Management Inc.	SCU	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1691807	Michael David Levine	C/O Sculptor Capital Management 9 West 57Th Street New York NY 10019	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Shares	Acquisiton	2020-03-02	8,371	$0.00	8,371	No	4	M	Direct
Class A Shares	Acquisiton	2020-03-03	189	$0.00	8,560	No	4	M	Direct
Class A Shares	Disposition	2020-03-03	8,560	$24.61	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Shares	Class A Restricted Share Units	Disposition	2020-03-02	8,371	$0.00	8,371	$0.00
Class A Shares	Class A Restricted Share Units	Acquisiton	2020-03-03	373	$0.00	373	$0.00
Class A Shares	Class A Restricted Share Units	Acquisiton	2020-03-03	364	$0.00	364	$0.00
Class A Shares	Class A Restricted Share Units	Acquisiton	2020-03-03	423	$0.00	423	$0.00
Class A Shares	Class A Restricted Share Units	Disposition	2020-03-03	189	$0.00	189	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,148	No	4	M	Direct
8,521	No	4	A	Direct
16,495	No	4	A	Direct
19,149	No	4	A	Direct
8,332	No	4	M	Direct

Footnotes

The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Shares were sold at prices ranging from $23.48 to $25.29. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 2,805 on September 14, 2020; and 5,343 on March 1, 2021.
The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 189 are fully vested, as they relate to dividend equivalents accrued on the Class A Restricted Share Units that vested on March 2, 2020; 2,868 on September 14, 2020; and 5,464 on March 1, 2021.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 2,868 on September 14, 2020; and 5,464 on March 1, 2021.