Filing Details
- Accession Number:
- 0001418100-20-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 16:12:52
- Reporting Period:
- 2020-03-03
- Accepted Time:
- 2020-03-04 16:12:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418100 | Avaya Holdings Corp. | AVYA | Telephone & Telegraph Apparatus (3661) | 261119726 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1795145 | Anthony Bartolo | C/O Avaya 4655 Great America Parkway Santa Clara CA 95054 | Evp, Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-03-03 | 10,000 | $12.88 | 185,746 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The purchases were executed in multiple trades at prices ranging from $12.87 to $12.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These securities consist of (i) 10,000 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 175,746 Restricted Stock Units (each, an "RSU") granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and the Avaya Holdings Corp. 2019 Omnibus Inducement Equity Plan which were previously reported on a Form 4, filed on December 11, 2019, in Table I. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.