Filing Details
- Accession Number:
- 0000898770-20-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 16:10:34
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 16:10:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1158037 | P David Tusa | 9220 Kirby Drive Suite 500 Houston TX 77054 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-02 | 2,516 | $4.30 | 102,141 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-02 | 2,516 | $6.40 | 99,625 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-02 | 4,012 | $6.43 | 95,613 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-03 | 9,867 | $4.84 | 105,480 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-02 | 9,867 | $6.35 | 95,613 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-03 | 4,025 | $6.25 | 91,588 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Acquisiton | 2020-03-02 | 2,516 | $4.30 | 2,516 | $4.30 |
| Common Stock | Common Stock | Acquisiton | 2020-03-03 | 9,867 | $4.84 | 9,867 | $4.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 696,754 | 2018-11-20 | 2021-11-20 | No | 4 | M | Direct |
| 686,887 | 2017-11-21 | 2020-11-21 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
- This represents the weighted average sale of the 4,012 shares. Shares were sold between a range of $6.37 and $6.46.
- Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020.
Billionaire Hedge Funds
