Filing Details
- Accession Number:
- 0001666071-20-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-04 16:08:34
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-04 16:08:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1730451 | Thomas David Evans | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-02 | 4,310 | $78.80 | 12,438 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2020-03-04 | 87,500 | $0.00 | 87,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
87,500 | No | 4 | A | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.
- Includes 10,938 vested shares which have not been delivered.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
- The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. If the Issuer determines to end the Reporting Person's employment before the anniversary date, excluding termination for cause, the RSUs will immediately fully vest on the Reporting Person's final day of employment.