Filing Details

Accession Number:
0000895345-20-000292
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-03 18:43:05
Reporting Period:
2020-03-02
Accepted Time:
2020-03-03 18:43:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758730 Tradeweb Markets Inc. TW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771197 Scott Zucker Tradeweb Markets Inc.
1177 Avenue Of The Americas
New York NY 10036
Chief Admin. And Risk Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-02 10,000 $20.59 63,271 No 4 M Direct
Class A Common Stock Disposition 2020-03-02 2,600 $48.79 60,671 No 4 S Direct
Class A Common Stock Disposition 2020-03-02 6,434 $49.99 54,237 No 4 S Direct
Class A Common Stock Disposition 2020-03-02 966 $50.40 53,271 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-03-02 10,000 $0.00 10,000 $20.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
159,274 2028-10-26 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
  2. This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 26,404 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.32 to $49.31, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.36 to $50.33, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.36 to $50.50, inclusive.
  6. This option is fully vested and exercisable as of the date hereof.