Filing Details
- Accession Number:
- 0001072627-20-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 18:27:56
- Reporting Period:
- 2020-02-28
- Accepted Time:
- 2020-03-03 18:27:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072627 | Kingsway Financial Services Inc | KFS | Fire, Marine & Casualty Insurance (6331) | 999999999 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538238 | Jr August William Hickey | Kingsway Financial Services, Inc. 150 Pierce Road, Suite 600 Itasca IL 60143 | Cfo & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-28 | 839 | $1.79 | 334,016 | No | 4 | P | Direct | |
Common Stock | Disposition | 2020-02-28 | 93,713 | $1.79 | 240,303 | No | 4 | D | Direct | |
Common Stock | Disposition | 2020-02-28 | 41,472 | $1.79 | 198,831 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct |
Footnotes
- Mr. Hickey held 229,500 restricted common shares under the Kingsway Financial Services Inc. 2013 Equity Incentive Plan pursuant to a Restricted Stock Agreement dated March 28, 2014. As described in an Employment Separation Agreement and Release dated February 28, 2020 (included as Exhibit 10.3 to Form 8-K, filed February 28, 2020), 135,787 of such restricted common shares vested on February 28, 2020 and the remaining 93,713 restricted common shares were forfeited and cancelled.
- Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.
- Shares withheld for taxes upon vesting of certain restricted common shares, as more particularly described above.