Filing Details

Accession Number:
0001072627-20-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-03 18:27:56
Reporting Period:
2020-02-28
Accepted Time:
2020-03-03 18:27:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072627 Kingsway Financial Services Inc KFS Fire, Marine & Casualty Insurance (6331) 999999999
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538238 Jr August William Hickey Kingsway Financial Services, Inc.
150 Pierce Road, Suite 600
Itasca IL 60143
Cfo & Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-28 839 $1.79 334,016 No 4 P Direct
Common Stock Disposition 2020-02-28 93,713 $1.79 240,303 No 4 D Direct
Common Stock Disposition 2020-02-28 41,472 $1.79 198,831 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 D Direct
No 4 F Direct
Footnotes
  1. Mr. Hickey held 229,500 restricted common shares under the Kingsway Financial Services Inc. 2013 Equity Incentive Plan pursuant to a Restricted Stock Agreement dated March 28, 2014. As described in an Employment Separation Agreement and Release dated February 28, 2020 (included as Exhibit 10.3 to Form 8-K, filed February 28, 2020), 135,787 of such restricted common shares vested on February 28, 2020 and the remaining 93,713 restricted common shares were forfeited and cancelled.
  2. Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.
  3. Shares withheld for taxes upon vesting of certain restricted common shares, as more particularly described above.