Filing Details
- Accession Number:
- 0000807249-20-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 16:41:36
- Reporting Period:
- 2020-03-02
- Accepted Time:
- 2020-03-03 16:41:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060349 | Gamco Investors Inc. Et Al | GBL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1052559 | B Leslie Daniels | C/O Gamco Investors, Inc. One Corporate Center Rye NY 10580 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-03-02 | 6,637 | $15.38 | 6,637 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2020-03-03 | 3,363 | $15.25 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Director Stock Option (Right to Buy) | $25.55 | 2021-05-09 | 2028-05-09 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-05-09 | 10,000 | 10,000 | Direct |
Footnotes
- The options are exercisable with respect to 75% of the shares on 5/9/2021 and with respect to 100% of the shares on 5/9/2022.