Filing Details
- Accession Number:
- 0000927628-20-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 16:14:49
- Reporting Period:
- 2020-02-28
- Accepted Time:
- 2020-03-03 16:14:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1727277 | W Matthew Cooper | 1680 Capital One Drive Mclean VA 22102 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-02-28 | 5,480 | $85.26 | 35,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-28 | 6,751 | $86.25 | 28,529 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-28 | 3,000 | $87.11 | 25,529 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on January 29, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.70 to $85.64. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.70 to $86.69. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.82 to $87.79. Information regarding the number of shares sold at each price will be provided upon request.