Filing Details
- Accession Number:
- 0001209191-20-015099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 16:10:09
- Reporting Period:
- 2020-03-01
- Accepted Time:
- 2020-03-03 16:10:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1790871 | T Stephen Tulenko | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President, Moody's Analytics | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-01 | 8,412 | $0.00 | 16,956 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-03-02 | 4,412 | $251.20 | 12,544 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-03-02 | 1,300 | $80.10 | 13,844 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-02 | 1,300 | $252.86 | 12,544 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-02 | 1,000 | $80.10 | 13,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-02 | 1,000 | $255.50 | 12,544 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-02 | 1,000 | $80.10 | 13,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-02 | 1,000 | $254.03 | 12,544 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-03-02 | 3,300 | $0.00 | 3,300 | $80.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-12 | 2026-02-12 | No | 4 | M | Direct |
Footnotes
- Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.
- Disposition of shares to satisfy tax withholding obligation.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
