Filing Details
- Accession Number:
- 0000899243-20-006684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 14:15:09
- Reporting Period:
- 2020-02-28
- Accepted Time:
- 2020-03-03 14:15:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604868 | Growgeneration Corp. | GRWG | Retail-Building Materials, Hardware, Garden Supply (5200) | 465008129 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796617 | Gotham Green Partners Llc | 1437 4Th Street Santa Monica CA 90401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-02-28 | 10,900 | $5.52 | 2,491,207 | No | 4 | S | Indirect | By Gotham Green Fund 1 (Q), L.P. |
Common Stock | Disposition | 2020-02-28 | 2,725 | $5.52 | 621,702 | No | 4 | S | Indirect | By Gotham Green Fund 1, L.P. |
Common Stock | Disposition | 2020-03-02 | 4,000 | $5.51 | 2,487,207 | No | 4 | S | Indirect | By Gotham Green Fund 1 (Q), L.P. |
Common Stock | Disposition | 2020-03-02 | 1,000 | $5.51 | 620,702 | No | 4 | S | Indirect | By Gotham Green Fund 1, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Gotham Green Fund 1 (Q), L.P. |
No | 4 | S | Indirect | By Gotham Green Fund 1, L.P. |
No | 4 | S | Indirect | By Gotham Green Fund 1 (Q), L.P. |
No | 4 | S | Indirect | By Gotham Green Fund 1, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,101,135 | Indirect | By Gotham Green Fund I1 (Q), L.P. |
Common Stock | 189,187 | Indirect | By Gotham Green Fund II, L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.51 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.