Filing Details
- Accession Number:
- 0001445263-20-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 09:43:37
- Reporting Period:
- 2020-02-27
- Accepted Time:
- 2020-03-03 09:43:37
- Original Submission Date:
- 2020-03-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445263 | Dennis Kuhn | 800 East Milham Road Portage MI 49002 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-27 | 8,625 | $4.45 | 18,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-27 | 4,575 | $15.87 | 13,527 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2020-02-27 | 8,625 | $0.00 | 8,625 | $4.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,944 | Indirect | By ESOP |
| Common Stock | 2,256 | Indirect | By ThrifPlan |
| Common Stock | 2,553 | Indirect | By SERP |
Footnotes
- Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
- The option was granted on May 17, 2010 and vested in five equal installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
