Filing Details
- Accession Number:
- 0001209191-20-014842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-02 21:44:10
- Reporting Period:
- 2020-02-27
- Accepted Time:
- 2020-03-02 21:44:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571283 | Rexford Industrial Realty Inc. | REXR | Real Estate Investment Trusts (6798) | 462024407 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581296 | Howard Schwimmer | 11620 Wilshire Boulevard Suite 1000 Los Angeles CA 90025 | Co-Ceo, Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2020-02-27 | 87,000 | $0.00 | 132,536 | No | 4 | C | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2020-02-27 | 17,900 | $48.97 | 114,636 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2020-03-02 | 22,985 | $48.00 | 91,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Operating Partnership Units | Disposition | 2020-02-27 | 87,000 | $0.00 | 87,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 248,943 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 | 13,575 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Operating Partnership Units | $0.00 | 7,275 | 7,275 | Indirect | ||
| Common Stock, Par Value $0.01 | Operating Partnership Units | $0.00 | 42,002 | 42,002 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 7,275 | 7,275 | Indirect | |
| 42,002 | 42,002 | Indirect |
Footnotes
- Represents common units of limited partnership interest ("OP Units") of Rexford Industrial Realty, L.P. (the "Operating Partnership") tendered by the Reporting Person for redemption and exchange into common stock of the Issuer in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership.
- This transaction was executed in multiple trades at prices ranging from $48.50 to $49.14. The price reported above reflects the weighted average sale price. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents shares of common stock held by the Schwimmer Family Irrevocable Trust (the "Family Trust"), for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein.
- Represents OP Units in the Operating Partnership. The Issuer is the general partner of the Operating Partnership. OP Units are redeemable for cash equal to the then-current market value of one share of common stock, or at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis.
- n/a
- The Reporting Person also owns the following derivative securities: (i) 307,844 LTIP Units, a class of limited partnership units in the Operating Partnership and (ii) 214,760 Performance Units, a class of limited partnership units in the Operating Partnership.
- Represents OP Units held by the Schwimmer Living Trust dated December 14, 2001, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein.
- Represents OP Units held by the Family Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein.
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