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Filing Details

Accession Number:: 0001179110-20-002731
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-02 17:58:44
Reporting Period:: 2020-02-27

Accepted Time:: 2020-03-02 17:58:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
911177	Casella Waste Systems Inc	CWST	Refuse Systems (4953)	030338873

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1055352	W John Casella	C/O Casella Waste Systems 25 Greens Hill Lane Rutland VT 05701	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-02-27	138,699	$0.00	399,947	No	4	A	Direct
Class A Common Stock	Disposition	2020-02-28	22,577	$49.19	377,370	No	4	S	Direct
Class A Common Stock	Disposition	2020-03-02	31,947	$48.99	345,423	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	494,100	Direct
Class A Common Stock	694	Indirect	See Footnote

Footnotes

Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.
Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of PSUs on February 27, 2020.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.