Filing Details

Accession Number:
0001441816-20-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-02 17:54:22
Reporting Period:
2020-02-27
Accepted Time:
2020-03-02 17:54:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441816 Mongodb Inc. MDB Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1719479 Eliot Horowitz C/O Mongodb, Inc.
1633 Broadway, 38Th Floor
New York NY 10019
Chief Technology Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-02-27 27,428 $0.00 113,725 No 4 A Direct
Class A Common Stock Acquisiton 2020-03-02 16,000 $0.00 129,725 No 4 C Direct
Class A Common Stock Disposition 2020-03-02 2,000 $148.99 127,725 No 4 S Direct
Class A Common Stock Disposition 2020-03-02 1,100 $150.55 126,625 No 4 S Direct
Class A Common Stock Disposition 2020-03-02 3,775 $151.91 122,850 No 4 S Direct
Class A Common Stock Disposition 2020-03-02 8,525 $152.61 114,325 No 4 S Direct
Class A Common Stock Disposition 2020-03-02 600 $153.45 113,725 No 4 S Direct
Class A Common Stock Acquisiton 2020-03-02 5,000 $0.00 5,000 No 4 C Indirect By Trust
Class A Common Stock Disposition 2020-03-02 5,000 $152.50 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 C Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-03-02 16,000 $0.00 16,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-03-02 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,261,663 No 4 C Direct
312,500 No 4 C Indirect
Footnotes
  1. This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. This restricted stock unit award vests in equal quarterly installments over four years beginning on July 1, 2020, subject to the reporting person's continued service with the Issuer.
  2. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
  3. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.80 to $149.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.10 to $151.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.32 to $152.30, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.32 to $153.21, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.32 to $153.48, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  9. These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.