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Filing Details

Accession Number:: 0001127602-20-008630
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-02 17:05:42
Reporting Period:: 2020-02-27

Accepted Time:: 2020-03-02 17:05:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1682852	Moderna Inc.	MRNA	Biological Products, (No Disgnostic Substances) (2836)	813467528

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1760670	Juan Andres	C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-27	8,006	$12.21	8,006	No	4	M	Direct
Common Stock	Disposition	2020-02-27	2,046	$34.81	5,960	No	4	S	Direct
Common Stock	Disposition	2020-02-27	2,188	$34.10	3,772	No	4	S	Direct
Common Stock	Disposition	2020-02-27	3,272	$33.05	500	No	4	S	Direct
Common Stock	Disposition	2020-02-27	500	$31.95	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-02-27	8,006	$0.00	8,006	$12.21
Common Stock	Stock Option (Right to Buy)	Acquisiton	2020-02-28	161,120	$0.00	161,120	$25.93
Common Stock	Restricted Stock Units	Acquisiton	2020-02-28	28,924	$0.00	28,924	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
909,425		2027-08-29	No	4	M	Direct
161,120	2021-02-28	2030-02-28	No	4	A	Direct
28,924	2022-02-28		No	4	A	Direct

Footnotes

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.63 to $35.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.62 to $34.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.60 to $33.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.59 to $32.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.
25% of this option will vest and become exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
50% of the shares subject to this restricted stock unit award will vest on February 28, 2022 with the remainder vesting in eight (8) equal quarterly installments thereafter.