Home > Insider Trading > Filing (0000093751-20-000723)

Filing Details

Accession Number:: 0000093751-20-000723
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-02 16:17:00
Reporting Period:: 2020-02-27

Accepted Time:: 2020-03-02 16:17:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
93751	State Street Corp	STT	State Commercial Banks (6022)	042456637

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497324	P Andrew Kuritzkes	State Street Corporation One Lincoln Street Boston MA 02111	Evp And Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-27	16,036	$0.00	88,189	No	4	A	Direct
Common Stock	Acquisiton	2020-02-27	24,005	$0.00	112,194	No	4	A	Direct
Common Stock	Disposition	2020-02-27	12,144	$69.38	100,050	No	4	F	Direct
Common Stock	Disposition	2020-02-28	3,800	$66.26	96,250	No	4	S	Direct
Common Stock	Disposition	2020-02-28	5,966	$67.09	90,284	No	4	S	Direct
Common Stock	Disposition	2020-02-28	2,095	$67.73	88,189	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.60 through $66.58, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 through $67.55, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 through $68.15, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.