Filing Details
- Accession Number:
- 0000899243-20-006358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-28 19:42:07
- Reporting Period:
- 2020-02-26
- Accepted Time:
- 2020-02-28 19:42:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501134 | Invitae Corp | NVTA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236925 | Lee E Bendekgey | C/O Invitae Corporation 1400 16Th Street San Francisco CA 94103 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-26 | 8,333 | $3.42 | 148,656 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-26 | 25,000 | $8.70 | 173,656 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-26 | 20,755 | $9.90 | 194,411 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-26 | 4,375 | $10.23 | 198,786 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-26 | 27,500 | $2.82 | 226,286 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-26 | 91,432 | $20.58 | 134,854 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-26 | 28,357 | $21.35 | 106,497 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-26 | 8,333 | $0.00 | 8,333 | $3.42 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-26 | 25,000 | $0.00 | 25,000 | $8.70 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-26 | 20,755 | $0.00 | 20,755 | $9.90 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-26 | 4,375 | $0.00 | 4,375 | $10.23 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-26 | 27,500 | $0.00 | 27,500 | $2.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-02-28 | No | 4 | M | Direct | |
0 | 2024-10-15 | No | 4 | M | Direct | |
49,245 | 2025-08-04 | No | 4 | M | Direct | |
65,625 | 2026-03-31 | No | 4 | M | Direct | |
27,500 | 2023-10-02 | No | 4 | M | Direct |
Footnotes
- These sales of common stock were effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on August 8, 2019.
- Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.19 to $21.18, inclusive.
- Includes an aggregate of 105,332 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.90 to $21.72, inclusive.
- The option vests as follows: 25% of the shares vest on the one-year anniversary of the date of grant, and 1/48th of the shares vest each month thereafter for the remaining three years.
- The option vests as follows: 2,750 per month until November 2013, at which time the option begin vesting at 6,875 per month.