Filing Details

Accession Number:
0000899243-20-006358
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-28 19:42:07
Reporting Period:
2020-02-26
Accepted Time:
2020-02-28 19:42:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501134 Invitae Corp NVTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236925 Lee E Bendekgey C/O Invitae Corporation
1400 16Th Street
San Francisco CA 94103
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-26 8,333 $3.42 148,656 No 4 M Direct
Common Stock Acquisiton 2020-02-26 25,000 $8.70 173,656 No 4 M Direct
Common Stock Acquisiton 2020-02-26 20,755 $9.90 194,411 No 4 M Direct
Common Stock Acquisiton 2020-02-26 4,375 $10.23 198,786 No 4 M Direct
Common Stock Acquisiton 2020-02-26 27,500 $2.82 226,286 No 4 M Direct
Common Stock Disposition 2020-02-26 91,432 $20.58 134,854 No 4 S Direct
Common Stock Disposition 2020-02-26 28,357 $21.35 106,497 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-26 8,333 $0.00 8,333 $3.42
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-26 25,000 $0.00 25,000 $8.70
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-26 20,755 $0.00 20,755 $9.90
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-26 4,375 $0.00 4,375 $10.23
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-26 27,500 $0.00 27,500 $2.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-28 No 4 M Direct
0 2024-10-15 No 4 M Direct
49,245 2025-08-04 No 4 M Direct
65,625 2026-03-31 No 4 M Direct
27,500 2023-10-02 No 4 M Direct
Footnotes
  1. These sales of common stock were effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on August 8, 2019.
  2. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
  3. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.19 to $21.18, inclusive.
  4. Includes an aggregate of 105,332 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
  5. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.90 to $21.72, inclusive.
  6. The option vests as follows: 25% of the shares vest on the one-year anniversary of the date of grant, and 1/48th of the shares vest each month thereafter for the remaining three years.
  7. The option vests as follows: 2,750 per month until November 2013, at which time the option begin vesting at 6,875 per month.