Filing Details
- Accession Number:
- 0001593968-20-000530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-28 16:07:08
- Reporting Period:
- 2020-02-26
- Accepted Time:
- 2020-02-28 16:07:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1484629 | Brian Lynch | 3438 Peachtree Road Ne Suite 1800 Atlanta GA 30326 | President, Carter's, Inc. | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-26 | 3,000 | $28.44 | 69,960 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-26 | 8,000 | $42.61 | 77,960 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-26 | 13,500 | $59.27 | 91,460 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-26 | 12,362 | $90.96 | 79,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-26 | 7,601 | $91.96 | 71,497 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-26 | 3,712 | $92.86 | 67,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-26 | 825 | $93.60 | 66,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2020-02-26 | 8,000 | $0.00 | 8,000 | $42.61 |
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2020-02-26 | 13,500 | $0.00 | 13,500 | $59.27 |
Common Stock | Option (right to buy) | Disposition | 2020-02-26 | 3,000 | $0.00 | 3,000 | $28.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-22 | 2022-02-22 | No | 4 | M | Direct |
4,500 | 2014-02-20 | 2023-02-20 | No | 4 | M | Direct |
0 | 2012-02-24 | 2021-02-24 | No | 4 | M | Direct |
Footnotes
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.44 to $91.42, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.48 to $92.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.48 to $93.40, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.52 to $93.76, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 15, 2019.
- These options are all exercisable.