Filing Details

Accession Number:
0000009984-20-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-28 14:22:54
Reporting Period:
2020-02-26
Accepted Time:
2020-02-28 14:22:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007661 O Thomas Barnes Barnes Group Inc.
123 Main Street
Bristol CT 06010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-25 6,648 $0.00 62,403 No 5 G Indirect Trust #42-01-102-2549053
Common Stock Disposition 2020-02-26 130 $57.00 412,296 No 4 S Indirect Trust #42-01-102-8546559 (1E)
Common Stock Disposition 2020-02-26 35 $57.00 75,728 No 4 S Indirect Trust #42-01-102-8550714 (2E)
Common Stock Disposition 2020-02-26 45 $57.00 160,609 No 4 S Indirect Trust #42-01-102-8550720 (3E)
Common Stock Disposition 2020-02-26 825 $57.00 479,703 No 4 S Indirect Trust #42-01-102-8550719 (4E)
Common Stock Disposition 2020-02-26 250 $57.00 410,026 No 4 S Indirect Trust #42-01-102-8546558 (5E/5W)
Common Stock Disposition 2020-02-26 35 $57.00 83,723 No 4 S Indirect Trust #42-01-102-8550713 (6E/7W)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Trust #42-01-102-2549053
No 4 S Indirect Trust #42-01-102-8546559 (1E)
No 4 S Indirect Trust #42-01-102-8550714 (2E)
No 4 S Indirect Trust #42-01-102-8550720 (3E)
No 4 S Indirect Trust #42-01-102-8550719 (4E)
No 4 S Indirect Trust #42-01-102-8546558 (5E/5W)
No 4 S Indirect Trust #42-01-102-8550713 (6E/7W)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 391,456 Direct
Common Stock 4,412 Indirect By my wife
Common Stock 39,116 Indirect Trust #42-01-102-8546568
Footnotes
  1. Reflects distribution to trust beneficiary.
  2. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
  3. Includes (a) a balance of 1589 Restricted Stock Units granted 2/13/2020, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 377,866.85 shares of common stock.