Home > Insider Trading > Filing (0001209191-20-013448)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212458	Proofpoint Inc	PFPT	Services-Computer Processing & Data Preparation (7374)	510414846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1547434	Gary Steele	C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-26	20,000	$36.00	144,866	No	4	M	Direct
Common Stock	Disposition	2020-02-26	5,084	$115.82	139,782	No	4	S	Direct
Common Stock	Disposition	2020-02-26	8,267	$116.51	131,515	No	4	S	Direct
Common Stock	Disposition	2020-02-26	4,700	$117.82	126,815	No	4	S	Direct
Common Stock	Disposition	2020-02-26	1,949	$118.66	124,866	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-02-26	20,000	$0.00	20,000	$36.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
84,241		2024-03-25	No	4	M	Direct

Footnotes

The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sale price. The lowest price at which shares were sold was $115.20 and the highest price at which shares were sold was $116.20. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $116.22 and the highest price at which shares were sold was $117.21.
Represents the weighted average sale price. The lowest price at which shares were sold was $117.28 and the highest price at which shares were sold was $118.26.
Represents the weighted average sale price. The lowest price at which shares were sold was $118.29 and the highest price at which shares were sold was $119.19.
The stock option is fully vested.