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Filing Details

Accession Number:: 0001463101-20-000026
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-26 20:48:35
Reporting Period:: 2020-02-25

Accepted Time:: 2020-02-26 20:48:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1463101	Enphase Energy Inc.	ENPH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1183967	J Thurman Rodgers	575 Eastview Way Woodside CA 94062		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-02-24	2,000,000	$0.00	3,406,574	No	5	G	Indirect	By Trust
Common Stock	Acquisiton	2020-02-24	2,000,000	$0.00	2,000,000	No	5	G	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	393,899	$50.79	1,606,101	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	297,261	$51.83	1,308,840	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	249,895	$52.44	1,058,945	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	70,920	$53.76	988,025	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	236,128	$54.85	751,897	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	434,853	$55.60	317,044	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	31,701	$56.49	285,343	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-26	14,222	$49.53	271,121	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-26	7,762	$50.91	263,359	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-25	106,649	$52.10	156,710	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-26	154,584	$52.70	2,126	No	4	S	Indirect	By Charitable Trust
Common Stock	Disposition	2020-02-26	2,126	$53.58	0	No	4	S	Indirect	By Charitable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By Trust
No	5	G	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust
No	4	S	Indirect	By Charitable Trust

Footnotes

On February 24, 2020, the Reporting Person contributed 2,000,000 shares of the company's common stock to an irrevocable charitable trust established by the Reporting Person (the "Trust").
After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,406,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.
Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.125 to 51.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.13. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.135 to $53.085. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.18 to $54.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $54.185 to $55.185. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.19 to $56.19. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $56.20 to $57.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.27 to $50.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.33 to $51.325. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.39 to $52.39. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.40 to $53.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.475 to $53.80. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.