Filing Details
- Accession Number:
- 0001127602-20-007985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-26 17:10:24
- Reporting Period:
- 2020-02-25
- Accepted Time:
- 2020-02-26 17:10:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646421 | F David Shotwell | One Sw Columbia Street, Suite 1200 Portland OR 97204 | Evp/Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-25 | 132 | $16.90 | 77,664 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-02-25 | 1,990 | $16.90 | 75,674 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-02-26 | 1,036 | $16.77 | 74,638 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 224 | Indirect | by 401(k) |
| Common Stock | 2,000 | Indirect | by IRA |
Footnotes
- Additional shares issued under the PSA granted 1/31/17 due to the issuer's ROATCE performance exceeding target.
- Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
Billionaire Hedge Funds
